Fees and Commission

Service Item Services Charge Fee
Stock Brokerage
Brokerage Fee1 Negotiable
Stamp Duty $ 1 per $1,000 Transaction Amount
SFC Transaction Levy 0.0027% on transaction amount
Stock Exchange Trading Fee 0.005% on transaction amount
CCASS Fee 0.01% on transaction amount (Min. $ 3; Max. $ 300)
Margin Client Account Lending Interest Prime Rate + 3%
Margin Client Account Lending Interest (Over Margin Value) Prime Rate + 5%
Cash Client Account Overdue Interest Prime Rate + 8%
Cash Balance Interest 0.01%
Stock Option Brokerage
Brokerage Fee Negotiable
Stock Exchange Trading Tariff Tier 1 Stock Options: HK$ 3 per contract per side
Tier 2 Stock Options: HK$ 1 per contract per side
Tier 3 Stock Options: HK$ 0.5 per contract per side
Stock Option Exercise & Assignment Fees
Brokerage Fee Exercise price x No. of contract x lots size x 0.25% (Min. HK$ 100)
Stamp Duty HK$ 1 per HK$ 1,000 Transaction Amount
SFC Transaction Levy 0.003% of Transaction Amount
Stock Exchange Trading Fee 0.005% of Transaction Amount
CCASS Fee 0.01% of Transaction Amount (Min. HK$ 3; Max. HK$ 300)
Stock Exchange Exercising Fee HK$ 2 per lot
Other Stock Option Fees & Charges
Cash/Scrip Division 0.5% of Total Dividend Amount (Min HK$ 30; Max HK$ 2,500)
Scrip Handling and Settlement-related Services
Settlement Instruction via CCASS – Delivery 0.05% of previous closing market value (Min. $ 30; Max. $ 500 per SI)
Settlement Instruction via CCASS – Received Waived
Investor Settlement Instruction via CCASS - Delivery HK$ 20 per stock
Investor Settlement Instruction via CCASS - Received Waived
Physical Scrip Deposit HK$ 5 per certificate
Physical Scrip Withdrawal Handling fee HK$ 100, and
HK$ 5 per board lot of shares (Min. HK$ 50)
Stamp Duty on Transfer Deed HK$ 5 per transfer deed
Nominee Services and Corporate Actions
Collection of Cash / Scrip Dividend 0.50% on total dividend amount (Min. $ 30; Max. $ 10,000)
Scrip Fee2 $ 2 per board lot
Corporation Action Fee2 (Subscription of Rights / Warrants / CBBCs, Privatization, Takeover, etc.) Handling fee $ 30, and
$ 2 per board lot
Fee for Claims of Entitlement Handling Fee HK$ 600 per stock, and
Cost of claim
Other services
Subscription of IPO HK$ 100 per application
Short Selling Adjustment Cost of claim from CCASS (plus handling fee of HK$ 500 per stock)
Dishonoured Cheque Handling Fee HK$200
Re-issue Daily/Monthly Statement HK$ 50 per statement/month for over past 3 months
CHATS Handling fee HK$ 300
Telegraphic Transfer (TT) Charges Handling fee HK$ 400
Real Time Stock Price Quote HK$ 350 per month

Note1: Commission is calculated separately for each side and trading channels.

Note2: Round up to the nearest board lot.
           If there are no specification, fees are charged on the basis of settlement currency.
           The charges above are for reference only. Our company reserves the rights to adjust charges above without prior notice.