Fees and Commission

Service Item Services Charge Fee
Stock Brokerage
Brokerage Fee1 Negotiable
Stamp Duty HK$ 1 per HK$1,000 Transaction Amount
SFC Transaction Levy 0.0027% on transaction amount
Stock Exchange Trading Fee 0.005% on transaction amount
CCASS Fee 0.01% on transaction amount (Min. HK$ 3; Max. HK$ 300)
Margin Client Account Lending Interest Prime Rate + 3%
Margin Client Account Lending Interest (Over Margin Value) Prime Rate + 5%
Cash Client Account Overdue Interest Prime Rate + 8%
Cash Balance Interest 0.01%
Stock Option Brokerage
Brokerage Fee Negotiable
Stock Exchange Trading Tariff
  • Tier 1 Stock Options: HK$ 3 per contract per side
  • Tier 2 Stock Options: HK$ 1 per contract per side
  • Tier 3 Stock Options: HK$ 0.5 per contract per side
  • Stock Option Exercise & Assignment Fees
    Brokerage Fee Exercise price x No. of contract x lots size x 0.25% (Min. HK$ 100)
    Stamp Duty HK$ 1 per HK$ 1,000 Transaction Amount
    SFC Transaction Levy 0.003% of Transaction Amount
    Stock Exchange Trading Fee 0.005% of Transaction Amount
    CCASS Fee 0.01% of Transaction Amount (Min. HK$ 3; Max. HK$ 300)
    Stock Exchange Exercising Fee HK$ 2 per lot
    Other Stock Option Fees & Charges
    Cash/Scrip Division 0.5% of Total Dividend Amount (Min HK$ 30; Max HK$ 2,500)
    Scrip Handling and Settlement-related Services
    Settlement Instruction via CCASS – Delivery 0.05% of gross value (using previous closing price) (S-1) (Min. HK$ 30; Max. HK$ 500 per SI)
    Settlement Instruction via CCASS – Received Waived
    Investor Settlement Instruction via CCASS - Delivery HK$ 20 (per stock)
    Investor Settlement Instruction via CCASS - Received Waived
    Physical Scrip Deposit HK$ 5 (per certificate)
    Physical Scrip Withdrawal HK$ 5 per board lot of shares (Min. HK$ 50)
    Stamp Duty on Transfer Deed HK$ 5 per transfer deed
    Nominee Services and Corporate Actions
    Scrip Fee ; Collection of Cash Dividend HK$ 2 per board lot and 0.50% on dividend amount (Min. HK$ 20; Max. HK$ 10,000)
    Collection of Scrip Dividend / Bonus Issue HK$ 2 per board lot (plus handling fee of HK$ 20)
    Rights or Offer shares subscription (Payment date: S-1) HK$ 1.5 per board lot (plus handling fee of HK$ 20) (Max. HK$ 30,000)
    Handling Fee of Callable Bull / Bear Contract HK$ 2 per board lot (plus handling fee of HK$ 20)
    Fee for Claims of Entitlement Cost of claim (plus handling fee of HK$ 600 per stock)
    Other services
    Subscription of IPO HK$ 100 per application
    Short selling Adjustment Cost of claim from CCASS (plus handling fee of HK$ 500 per stock)
    Dishonoured cheque Handling Fee HK$200
    Re-issue Daily/Monthly Statement HK$ 50 per statement/month for over past 3 months
    CHATS Bank cost (plus handling fee of HK$ 100 per CHATS)
    Telegraphic Transfer (TT) Charges Bank cost (plus handling fee of HK$ 260 per TT)
    Real Time Stock Price Quote HK$ 350 per month

    Note1: Commission is calculated separately for each side and trading channels.

    Fees are charged on the basis of settlement currency.